SMBC Derivative Products Limited

Date authorised
1 April 2013
Companies House
02988637
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402045071000
    Web
    https://www.smbcgroup.com/emea/group-companies

  • Complaints Contact

    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402045074709

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kyle Knight

    IRN KXK00388

    • [FCA CF] Client dealing (since 5 Feb 2024)
  • MARTIN SCHROEDER

    IRN MXS02963

    • CF30 Customer (5 Oct 2017 to 8 Dec 2019)
  • Magdalena Rajdova

    IRN MXR01347

    • CF30 Customer (1 Nov 2007 to 10 Jan 2013)
    • CF21 Investment Adviser (12 Jun 2002 to 31 Oct 2007)
  • Makoto Ito

    IRN MXI01108

    • CF21 Investment Adviser (6 Sep 2005 to 8 Jun 2007)
  • Masayuki Hijikata

    IRN MXH03099

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jun 2021)
  • Matthew Grayson

    IRN MXG09817

    • Director of firm who is not a certification employee or a SMF manager (since 5 Mar 2025)
  • Medha Agrawal

    IRN MXA01845

    • [FCA CF] Client dealing (since 26 Jun 2025)
  • Mehul Mahendrakumar Desai

    IRN MMD01062

    • SMF3 Executive Director (since 19 Nov 2020)
    • CF28 Systems and controls (17 Oct 2014 to 8 Dec 2019)
  • Michael Coles

    IRN MXC01366

    • CF2 Non Executive Director (1 Dec 2001 to 13 May 2009)
  • Michael Robert Hartley

    IRN MRH01107

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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