SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Edward Glaister

  IRN EXG00017

  • [FCA CF] Manager of certification employee (since 27 Jun 2024)
  • [FCA CF] Client dealing (since 1 Mar 2018)
• Edward Hitchcock

  IRN EXH00430

  • [FCA CF] Client dealing (since 19 Dec 2025)
• Eiichiro Nakamura

  IRN EXN01125

  • [FCA CF] Client dealing (since 23 Sep 2024)
• Eisuke Hoshi

  IRN EXH00269

  • [FCA CF] Client dealing (31 May 2023 to 12 Apr 2024)
• Ekaterina Davituliani

  IRN EXD00233

  • [FCA CF] Client dealing (since 3 May 2024)
• Ekaterina Gorlina

  IRN EXG01223

  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 1 Jul 2021)
• Ekaterina Khrebtovich

  IRN EXK00027

  • [FCA CF] Client dealing (7 Sep 2016 to 30 Jun 2023)
• Ekaterina Kouznetsova

  IRN EXK00148

  • [FCA CF] Client dealing (13 Dec 2022 to 8 Oct 2023)
  • [FCA CF] Manager of certification employee (13 Dec 2022 to 8 Oct 2023)
• Elena Paitra

  IRN EXP01061

  • SMF6 Head of Key Business Areas (since 17 May 2024)
  • [FCA CF] Material risk taker (1 Oct 2021 to 31 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 31 May 2024)
  • [FCA CF] Client dealing (1 Oct 2021 to 31 May 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2021 to 31 May 2024)
  • [FCA CF] Significant management (1 Oct 2021 to 31 May 2024)
• Eleni Askianaki

  IRN EXA00028

  • [FCA CF] Manager of certification employee (since 14 May 2025)
  • [FCA CF] Client dealing (since 8 Jun 2021)
  • [FCA CF] Client dealing (1 Apr 2019 to 26 Mar 2021)

No changes recorded yet.