Smart Currency Options Limited

Date authorised
23 July 2015
Companies House
09034947
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Floor, 1 Lyric Square
    Hammersmith
    London
    W6 0NB
    UNITED KINGDOM
    Phone
    +442078980541
    Web
    https://www.smartcurrencybusiness.com

  • Complaints Contact

    9th Floor, 1 Lyric Square
    Hammersmith
    London
    W6 0NB
    UNITED KINGDOM
    Phone
    +442078980541

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jamie Allan Jemmeson

    IRN JAJ01096

    • CF30 Customer (12 Nov 2016 to 1 Sep 2017)
  • John Charles Fairbairn Purdy

    IRN JCP01140

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (21 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jul 2015 to 8 Dec 2019)
    • CF1 Director (23 Jul 2015 to 8 Dec 2019)
  • Jonathan Paul Andrews

    IRN JXA00508

    • [FCA CF] CASS oversight function (since 1 Mar 2023)
  • Nasif Ali Khan

    IRN KXN01259

    • CF30 Customer (23 Jul 2015 to 1 Sep 2017)
  • Richard Leslie M'Crystal

    IRN RLM01117

    • CF11 Money Laundering Reporting (22 Sep 2016 to 27 Nov 2018)
  • Theodore James Williams

    IRN TJW01191

    • CF30 Customer (5 May 2016 to 1 Sep 2017)
  • Thomas Patrick Hampton

    IRN TPH01068

    • CF30 Customer (23 Jul 2015 to 28 Feb 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.