Date authorised
1 April 2013
Companies House
01091677
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    THE CAVALIER
    83 TRAFALGAR ROAD
    GREENWICH
    London
    SE10 9TG
    UNITED KINGDOM
    Phone
    +4402088585424
  • Complaints Contact

    THE CAVALIER
    83 TRAFALGAR ROAD
    GREENWICH
    London
    SE10 9TG
    UNITED KINGDOM
    Phone
    +4402088585424

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Miller

    IRN AXM02110

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Lilian Miller

    IRN LXM01335

    • SMF3 Executive Director (9 Dec 2019 to 9 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jan 2026)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • John Costa (no longer appointed)

    FRN 405745 · Appointed 31 Oct 2004 · Until 14 Jun 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.