Skipton Building Society
- FRN
- 153706
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Skipton Building SocietyThe BaileySkiptonNorth YorkshireBD23 1DNUNITED KINGDOM- Phone
- +4401756705000
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Complaints Contact
The BaileySkiptonNorth YorkshireBD23 1DNUNITED KINGDOM- Phone
- +4401756705000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Lending
For Customer, Regulated mortgage contract
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Loan Servicing
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Basic Pension Advice
For Professional, Retail (Investment), Stakeholder products
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dominic Brown
IRN DXB17903
- [FCA CF] Client dealing (1 Oct 2019 to 9 Sep 2022)
- [FCA CF] Functions requiring qualifications (8 Nov 2018 to 9 Sep 2022)
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Donna Wheatley
IRN DXW37805
- [FCA CF] Client dealing (1 Oct 2019 to 13 Mar 2022)
- [FCA CF] Functions requiring qualifications (29 Nov 2018 to 13 Mar 2022)
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Duncan Laing
IRN DXL01222
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
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Duncan Ratcliffe
IRN DXR53244
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2016)
- [FCA CF] Material risk taker (since 1 Oct 2016)
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Edward Charles Murray
IRN ECM00002
- CF21 Investment Adviser (6 Mar 2002 to 30 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)
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Edward Cowan
IRN EXC00346
- [PRA CF] Significant risk taker or Material risk taker (since 28 Feb 2024)
- [FCA CF] Material risk taker (since 28 Feb 2024)
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Eileen Teresa Howard
IRN ETH01005
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)
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Elaine Graham
IRN EKB01011
- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 31 Dec 2018)
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Elisabeth Clare Davis
IRN ECD01025
- SMF18 Other Overall Responsibility (1 May 2018 to 30 Sep 2021)
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Elizabeth Ann Docherty
IRN EAD00007
- CF21 Investment Adviser (21 Jun 2002 to 30 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Future Publishing Limited (no longer appointed)
FRN 580299 · Appointed 21 May 2021 · Until 1 Sep 2022
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Immediate Media Company London Limited (no longer appointed)
FRN 616930 · Appointed 21 May 2021 · Until 1 Sep 2022
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Howse Jackson Marketing Limited (no longer appointed)
FRN 932768 · Appointed 25 Aug 2020 · Until 1 Sep 2022
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Associated Newspapers Limited (no longer appointed)
FRN 591724 · Appointed 28 Mar 2019 · Until 17 Aug 2021
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 3 Aug 2016 · Until 30 Jun 2017
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.