Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Building Society
    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000
  • Complaints Contact

    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Hugh McSweeney

    IRN DHM01055

    • [FCA CF] Functions requiring qualifications (22 Feb 2018 to 31 Oct 2019)
  • David James Brookshaw

    IRN DJB00119

    • [FCA CF] Functions requiring qualifications (4 Jan 2018 to 4 May 2020)
  • David Joanthan Morris

    IRN DJM00041

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 10 Apr 2023)
  • David John Cutter

    IRN DJC01246

    • SMF1 Chief Executive (7 Mar 2016 to 26 Apr 2022)
    • CF3 Chief Executive (1 Jan 2009 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (30 Dec 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (30 Dec 2008 to 23 Sep 2009)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • David John Perrett

    IRN DXP00055

    • [FCA CF] Functions requiring qualifications (26 May 2017 to 1 Aug 2019)
  • David John Tidswell

    IRN DJT00006

    • [FCA CF] Client dealing (1 Oct 2019 to 30 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 30 Sep 2022)
  • David Lathe

    IRN DCL00001

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 30 Sep 2019)
  • David McWilliam

    IRN DXM00428

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
    • [FCA CF] Client dealing (since 16 Mar 2021)
  • David Michael Swaby

    IRN DXS37826

    • [FCA CF] Client dealing (1 Oct 2019 to 10 Jun 2024)
    • [FCA CF] Functions requiring qualifications (28 Nov 2017 to 10 Jun 2024)
  • David Reid Muir

    IRN DRM00022

    • [FCA CF] Client dealing (1 Oct 2019 to 27 Jun 2021)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 27 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.