Skerryvore Asset Management Ltd

• Principal Place of Business

  Skerryvore Asset Management, 45 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +4401312023091

  Web

  http://www.skerryvoream.com

• Complaints Contact

  Skerryvore Asset Management, 45 Charlotte Square

  Edinburgh

  Edinburgh, City Of

  EH2 4HQ

  UNITED KINGDOM

  Phone

  +441312023091

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fay Helena Dalby

  IRN FHD01005

  • CF30 Customer (28 Sep 2017 to 22 Nov 2019)
• Frederic Raphael Batoua

  IRN FXB01064

  • [FCA CF] Client dealing (11 Mar 2020 to 9 Aug 2022)
  • [FCA CF] Material risk taker (11 Mar 2020 to 9 Aug 2022)
• Glen William Finegan

  IRN GXF01148

  • SMF3 Executive Director (since 1 Aug 2024)
  • [FCA CF] Client dealing (since 30 Jan 2020)
  • [FCA CF] Manager of certification employee (since 30 Jan 2020)
  • [FCA CF] Significant management (30 Jan 2020 to 30 Nov 2024)
  • [FCA CF] Material risk taker (30 Jan 2020 to 30 Nov 2024)
  • CF4 Partner (AR) (7 Jan 2020 to 31 Jul 2024)
  • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
• Gregory Mariasch

  IRN GXM02600

  • [FCA CF] Material risk taker (5 Jul 2021 to 3 Oct 2022)
  • [FCA CF] Client dealing (5 Jul 2021 to 3 Oct 2022)
  • CF30 Customer (30 Apr 2018 to 18 Jan 2019)
• Gregory Spencer Thomas

  IRN GST01032

  • SMF1 Chief Executive (9 Dec 2019 to 27 May 2020)
  • SMF3 Executive Director (9 Dec 2019 to 27 May 2020)
  • CF30 Customer (4 Aug 2017 to 8 Dec 2019)
  • CF3 Chief Executive (3 Aug 2017 to 8 Dec 2019)
  • CF1 Director (3 Aug 2017 to 8 Dec 2019)
• Harry Robert Mortimer

  IRN HXM00171

  • [FCA CF] Client dealing (26 Apr 2021 to 17 Jul 2023)
• Helen Keirl

  IRN HXK16811

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2022)
  • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
• Helme Louise Harrison

  IRN HLH01025

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
  • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
• Ian Bryan Womack

  IRN IBW01006

  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2021 to 31 Jul 2024)
• Ian Craig Tabberer

  IRN ICT01010

  • [FCA CF] Manager of certification employee (since 1 Jul 2024)
  • [FCA CF] Material risk taker (since 9 Dec 2021)
  • [FCA CF] Client dealing (since 30 Jan 2020)
  • CF4 Partner (AR) (27 Feb 2020 to 31 Jul 2024)

• Skerryvore AM LLP (no longer appointed)

  FRN 918258 · Appointed 13 Dec 2019 · Until 1 Aug 2024

• BambuBlack Asset Management LLP (no longer appointed)

  FRN 843771 · Appointed 10 Jun 2019 · Until 31 Oct 2023

• Pembroke EM LLP (no longer appointed)

  FRN 806036 · Appointed 9 Apr 2018 · Until 3 Oct 2022

• Tellworth Investments LLP (no longer appointed)

  FRN 787570 · Appointed 25 Aug 2017 · Until 3 May 2022

No changes recorded yet.