Skandinaviska Enskilda Banken AB (Publ)

Date authorised
1 December 2001
Companies House
BR000979
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Scandinaviska Enskilda Banken
    1 Carter Lane
    London
    City Of London
    EC4V 5AN
    UNITED KINGDOM
    Phone
    +442072464000
    Web
    https://sebgroup.com

  • Complaints Contact

    Scandinaviska Enskilda Banken
    1 Carter Lane
    London
    City Of London
    EC4V 5AN
    UNITED KINGDOM
    Phone
    +447827325168

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Retail (Investment), Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Mortgage Advice

    For Customer

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Mortgage Lending

    For Customer

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Unit

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tobias James Johnson

    IRN TJJ01023

    • CF30 Customer (1 Nov 2007 to 23 May 2012)
    • CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2007)
  • Tomas Wiklander

    IRN TXW01190

    • CF22 Investment Adviser (Trainee) (27 Jun 2003 to 12 May 2004)
  • Tomi Railo

    IRN TMR01032

    • CF30 Customer (1 Nov 2007 to 12 Nov 2015)
    • CF21 Investment Adviser (2 May 2006 to 31 Oct 2007)
  • Tommy Dunweber

    IRN TXD01060

    • CF30 Customer (1 Nov 2007 to 11 Mar 2011)
    • CF29 Significant management (1 Nov 2007 to 11 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (2 May 2006 to 31 Oct 2007)
  • Tommy Heino Tull

    IRN THT01013

    • CF30 Customer (1 Nov 2007 to 24 Nov 2011)
    • CF21 Investment Adviser (2 May 2006 to 31 Oct 2007)
  • Tristan Hardwicke

    IRN TXH01345

    • CF30 Customer (30 Sep 2009 to 6 Mar 2016)
  • Ulf Jerker Bjornsson Snellman

    IRN UJS01002

    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
  • Ulla Margareta Nilsson

    IRN UMN01001

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2010)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Ulrika Flygar

    IRN UXF01002

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
  • Ulrika Jerneck

    IRN UXJ01001

    • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.