Date authorised
3 April 2017
Companies House
09510028
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite C Kays Building
    The Tything
    Worcester
    Worcestershire
    WR1 1HD
    UNITED KINGDOM
    Phone
    +44190527775
  • Complaints Contact

    Suite C Kays Building
    The Tything
    Worcester
    Worcestershire
    WR1 1HD
    UNITED KINGDOM
    Phone
    +44190527775

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Craig Morgan

    IRN CXM00679

    • [PRA CF] Key function holder (since 20 Jun 2022)
    • [FCA CF] Client dealing (since 20 Jun 2022)
    • [FCA CF] Significant management (since 20 Jun 2022)
  • Dave Passam

    IRN DXP00386

    • [FCA CF] Manager of certification employee (since 20 Apr 2022)
    • [FCA CF] Client dealing (since 20 Apr 2022)
    • [FCA CF] Significant management (since 20 Apr 2022)
  • Jason Booth

    IRN JXB00793

    • [PRA CF] Key function holder (1 Apr 2021 to 23 Apr 2025)
  • Karl Evans

    IRN KXE22229

    • SMF3 Executive Director (since 31 Dec 2019)
  • Keeley Theron

    IRN KXT00135

    • [PRA CF] Key function holder (1 Apr 2021 to 24 Jun 2022)
  • Robert Glen Mckechnie

    IRN RXM22228

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2019 to 8 Dec 2019)
  • Robert, Malcolm Faulkner

    IRN RXF00249

    • CF3 Chief Executive (AR) (since 20 Feb 2023)
  • Simon John Lancaster

    IRN SJL01213

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2017 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Vyver Ltd (no longer appointed)

    FRN 410740 · Appointed 12 May 2021 · Until 4 Jun 2021

  • Buy To Let Hunter Ltd (no longer appointed)

    FRN 950708 · Appointed 10 May 2021 · Until 9 Feb 2022

  • BELFERS LIMITED (no longer appointed)

    FRN 949709 · Appointed 23 Apr 2021 · Until 20 Aug 2021

  • Odendaals Ltd (no longer appointed)

    FRN 949500 · Appointed 21 Apr 2021 · Until 19 Aug 2021

  • Thomas Duke (no longer appointed)

    FRN 949143 · Appointed 16 Apr 2021 · Until 13 Apr 2023

  • ELLESSE MANAGEMENT LIMITED (no longer appointed)

    FRN 948141 · Appointed 29 Mar 2021 · Until 19 Aug 2021

  • BEEWISE LTD (no longer appointed)

    FRN 947263 · Appointed 17 Mar 2021 · Until 6 Aug 2021

  • Dawn Patricia Hayfield (no longer appointed)

    FRN 947088 · Appointed 15 Mar 2021 · Until 3 Aug 2021

  • SIMPSON BMC LTD (no longer appointed)

    FRN 945783 · Appointed 27 Feb 2021 · Until 2 Sep 2021

  • Platinum Property Finance Ltd (no longer appointed)

    FRN 576171 · Appointed 27 Feb 2021 · Until 2 Aug 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.