SJL (Worcester) Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Craig Morgan
IRN CXM00679
- [PRA CF] Key function holder (since 20 Jun 2022)
- [FCA CF] Client dealing (since 20 Jun 2022)
- [FCA CF] Significant management (since 20 Jun 2022)
Dave Passam
IRN DXP00386
- [FCA CF] Manager of certification employee (since 20 Apr 2022)
- [FCA CF] Client dealing (since 20 Apr 2022)
- [FCA CF] Significant management (since 20 Apr 2022)
Jason Booth
IRN JXB00793
- [PRA CF] Key function holder (1 Apr 2021 to 23 Apr 2025)
Karl Evans
IRN KXE22229
- SMF3 Executive Director (since 31 Dec 2019)
Keeley Theron
IRN KXT00135
- [PRA CF] Key function holder (1 Apr 2021 to 24 Jun 2022)
Robert Glen Mckechnie
IRN RXM22228
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2019 to 8 Dec 2019)
Robert, Malcolm Faulkner
IRN RXF00249
- CF3 Chief Executive (AR) (since 20 Feb 2023)
Simon John Lancaster
IRN SJL01213
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF1 Director (3 Apr 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (3 Apr 2017 to 30 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.