SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dean Gainsley

  IRN DRG01062

  • CF30 Customer (15 May 2008 to 3 Apr 2009)
• Deepak Malik

  IRN DXM02042

  • CF30 Customer (31 Dec 2007 to 14 Oct 2008)
• Derrick James Lee

  IRN DJL01221

  • CF30 Customer (1 Oct 2012 to 2 Oct 2012)
• Dominic Michael Del Mar

  IRN DMD01041

  • CF29 Significant management (25 Jun 2015 to 26 Oct 2017)
  • CF30 Customer (5 Aug 2009 to 26 Oct 2017)
• Douglas Russell Eden Harmer

  IRN DRH01090

  • CF30 Customer (7 Oct 2008 to 14 Oct 2008)
• Edward Austin Thomason

  IRN EXT09934

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2021)
  • CF30 Customer (4 Jan 2019 to 8 Dec 2019)
• Edward Benjamin De Giles

  IRN EBD01003

  • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
  • CF21 Investment Adviser (15 Sep 2006 to 31 Oct 2007)
• Edward Gilmartin

  IRN EXG00106

  • [FCA CF] Proprietary trader (18 Aug 2021 to 21 Sep 2022)
  • [FCA CF] Material risk taker (18 Aug 2021 to 21 Sep 2022)
  • [FCA CF] Client dealing (18 Aug 2021 to 21 Sep 2022)
• Edward Sham

  IRN EXS00284

  • [FCA CF] Client dealing (since 4 Oct 2023)
• Elena Lester

  IRN EXL01164

  • CF30 Customer (12 Nov 2007 to 25 Jun 2009)

No changes recorded yet.