Date authorised
3 August 2015
Companies House
09398064
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1a
    The Old Foundry, Victoria Road
    Kington
    Herefordshire
    HR5 3DA
    UNITED KINGDOM
    Phone
    +441544231444
  • Complaints Contact

    Unit 1a
    The Old Foundry, Victoria Road
    Kington
    Herefordshire
    HR5 3DA
    UNITED KINGDOM
    Phone
    +441544231444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jeremy Simpson

    IRN AJS01470

    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 22 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 22 Sep 2023)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 8 Dec 2019)
    • CF28 Systems and controls (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Simon Davies

    IRN SXD00366

    • Responsible for Insurance Distribution (since 16 Jul 2021)
    • SMF3 Executive Director (since 16 Jul 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.