Date authorised
1 April 2013
Companies House
00183035
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481
  • Complaints Contact

    Anton House
    Chantry Street
    Andover
    Hampshire
    SP10 1DE
    UNITED KINGDOM
    Phone
    +443709083481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Assistance, Damage to property, General liability, Goods in transit, Legal expenses, Miscellaneous financial loss, Sickness

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Thomas Pennicott

    IRN BTP01004

    • CF2 Non Executive Director (1 Dec 2001 to 9 Dec 2008)
  • Caroline Susan Coleman

    IRN CXC09218

    • SMF18 Other Overall Responsibility (26 Feb 2019 to 11 Nov 2019)
  • Carolyn Gay Lemon

    IRN CGL01016

    • CF2 Non Executive Director (1 Dec 2001 to 7 Jun 2005)
  • Catherine Jane Thornton

    IRN CXT09212

    • SMF18 Other Overall Responsibility (26 Feb 2019 to 31 Jul 2019)
  • Catherine Rutland

    IRN CXR33028

    • [PRA CF] Significant risk taker or Material risk taker (9 Jan 2020 to 20 Jun 2025)
    • [FCA CF] Material risk taker (9 Jan 2020 to 20 Jun 2025)
  • Charles David Skinner

    IRN CDS01042

    • CF1 Director (1 Dec 2001 to 28 Jan 2005)
  • Charles Ian Robertson

    IRN CIR01005

    • CF20 Significant Mgt (Settlements) (18 Feb 2005 to 16 Dec 2005)
    • CF17 Significant Mgt (Other Business Operations) (8 Sep 2003 to 18 Feb 2005)
  • Chris Clements

    IRN CXC01561

    • CF20 Significant Mgt (Settlements) (27 Mar 2006 to 1 Jan 2007)
  • Christina Fice

    IRN CXF46660

    • [PRA CF] Significant risk taker or Material risk taker (2 Mar 2020 to 30 Dec 2022)
    • [FCA CF] Material risk taker (2 Mar 2020 to 30 Dec 2022)
  • Christopher Michael Harrison

    IRN CMH01103

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Oct 2005)
    • CF1 Director (15 Jul 2002 to 30 Apr 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • CWU (no longer appointed)

    FRN 401794 · Appointed 10 Jun 2005 · Until 27 Oct 2010

  • PCS (no longer appointed)

    FRN 433929 · Appointed 10 Jun 2005 · Until 19 Feb 2007

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.