Date authorised
1 April 2013
Companies House
07569404
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rock Centre
    27-31 Lichfield Street
    Walsall
    West Midlands
    WS1 1TJ
    ENGLAND
    Phone
    +4401922214412
  • Complaints Contact

    Rock Centre
    27-31 Lichfield Street
    Walsall
    West Midlamds
    WS1 1TJ
    ENGLAND
    Phone
    +4401922214412

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Blue

    IRN AXB02993

    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2021)
    • Responsible for Insurance Mediation (26 Oct 2016 to 30 Sep 2018)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
  • Iftikhar Mahmood

    IRN IXM01522

    • Responsible for Insurance Mediation (15 Feb 2013 to 3 Jul 2015)
    • CF1 Director (15 Feb 2013 to 3 Jul 2015)
  • Nazam Hussain

    IRN NXH01267

    • Responsible for Insurance Distribution (since 20 Oct 2021)
    • SMF1 Chief Executive (since 20 Oct 2021)
    • SMF3 Executive Director (since 24 Apr 2020)
  • Zia ulHaq Khan

    IRN ZXK00044

    • SMF3 Executive Director (since 17 Feb 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.