Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
16 Turner LaneAddinghamIlkleyWest YorkshireLS29 0LEUNITED KINGDOM- Phone
- +4407802333272
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Complaints Contact
16 Turner LaneAddinghamIlkleyWest YorkshireLS29 0LEUNITED KINGDOM- Phone
- +4407802333272
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Retail (Investment)
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Investment Advice (no pensions)
For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Michael Flather
IRN SMF01036
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.