SIGNATURE SENIOR LIFESTYLE INVESTMENT MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Signature HousePost Office LaneBeaconsfieldHP9 1FNUNITED KINGDOM- Phone
- +441494680873
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Complaints Contact
Signature HousePost Office LaneBeaconsfieldHP9 1FNUNITED KINGDOM- Phone
- +441494680873
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
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Stockbroking
For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit
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Private Investment Funds
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Manages Your Portfolio
For Professional, Rights to or interests in investments (Security), Share, Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aidan Gerard Roche
IRN AGR01054
- SMF1 Chief Executive (30 Sep 2022 to 16 Aug 2023)
- [FCA CF] Client dealing (31 Mar 2021 to 16 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 16 Aug 2023)
- CF1 Director (23 Jul 2009 to 8 Dec 2019)
- CF30 Customer (23 Jul 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Jul 2009 to 28 Jan 2019)
- CF10 Compliance Oversight (23 Jul 2009 to 28 Jan 2019)
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Christina Smith
IRN CXS10916
- SMF16 Compliance Oversight (6 Oct 2022 to 22 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jun 2023)
- CF11 Money Laundering Reporting (12 Mar 2019 to 8 Dec 2019)
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Keith John Maddin
IRN MXK01147
- CF1 Director (23 Jul 2009 to 25 Feb 2015)
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Lisa Kay Cox
IRN LXC00545
- SMF1 Chief Executive (22 Dec 2023 to 13 Feb 2025)
- SMF3 Executive Director (22 Dec 2023 to 13 Feb 2025)
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Neil Edmund Phillips
IRN NXP00261
- SMF3 Executive Director (24 Nov 2022 to 31 Dec 2025)
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Paul William Martin
IRN PXM00614
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Nov 2023 to 20 Mar 2026)
- SMF16 Compliance Oversight (10 Nov 2023 to 20 Mar 2026)
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Steven George Gardner
IRN SXG00710
- SMF3 Executive Director (since 13 Oct 2023)
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Thomas Bruce Newell
IRN TBN01005
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2022)
- CF1 Director (23 Jul 2009 to 8 Dec 2019)
- CF3 Chief Executive (23 Jul 2009 to 8 Dec 2019)
- CF30 Customer (23 Jul 2009 to 8 Dec 2019)
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Thomas Newell
IRN TXN00041
- [FCA CF] Client dealing (31 Mar 2021 to 14 Feb 2023)
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Tom Ball
IRN TXB01545
- SMF16 Compliance Oversight (9 Dec 2019 to 27 May 2022)
- SMF3 Executive Director (9 Dec 2019 to 27 May 2022)
- CF1 Director (15 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Oct 2015 to 1 Feb 2019)
- CF10 Compliance Oversight (20 Mar 2013 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.