Date authorised
12 April 2016
Companies House
09535231
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    27 King's Mews
    London
    WC1N 2JB
    UNITED KINGDOM
    Phone
    +442037781852
  • Complaints Contact

    27 King's Mews
    London
    WC1N 2JB
    UNITED KINGDOM
    Phone
    +442037781852

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christian Viceré

    IRN CXV00074

    • [FCA CF] Client dealing (since 7 Jul 2023)
  • Marianna Ranalli

    IRN MXR02538

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)
  • Nicolas Maïques

    IRN NXM00493

    • [FCA CF] Client dealing (since 7 Jul 2023)
    • [FCA CF] Manager of certification employee (since 7 Jul 2023)
  • Sergio Montalcini

    IRN SXM03753

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (12 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.