SHOJIN FINANCIAL SERVICES LIMITED

Date authorised
7 August 2017
Companies House
09697161
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ian James Corfield and Simon Peter Carvill-Biggs
    both of FRP Advisory Trading Limited
    2nd Floor, Churchill House
    26-30 Upper Marlborough Road
    St Albans
    AL1 3UU
    UNITED KINGDOM

  • Complaints Contact

    Ian James Corfield and Simon Peter Carvill-Biggs
    both of FRP Advisory Trading Limited
    2nd Floor, Churchill House
    26-30 Upper Marlborough Road
    St Albans
    AL1 3UU
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clemens Lukas Stromeyer

    IRN CXS14845

    • CF1 Director (AR) (21 May 2019 to 10 Aug 2019)
    • CF30 Customer (21 May 2019 to 10 Aug 2019)
  • Gurkirat Singh Dhillon

    IRN KXS91292

    • [FCA CF] Client dealing (since 23 Jul 2024)
  • Hugo Smyly

    IRN HXS00479

    • [FCA CF] Client dealing (since 23 Jul 2024)
  • Igor Gorbatsevich

    IRN IXG00060

    • [FCA CF] Client dealing (since 31 Mar 2021)
  • Jacky Chan

    IRN JXC01653

    • [FCA CF] Client dealing (since 23 Jul 2024)
  • Jatin Dineshrai Ondhia

    IRN JDO01014

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (7 Aug 2017 to 8 Dec 2019)
    • CF3 Chief Executive (7 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
    • CF1 Director (7 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
  • Rupert Edwards

    IRN RXE14844

    • CF1 Director (AR) (16 May 2019 to 10 Aug 2019)
    • CF30 Customer (16 May 2019 to 10 Aug 2019)
  • Sandeep Kumar Puri

    IRN SKP01058

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF1 Director (7 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
  • Sanjeet Pahlajrai Bhavnani

    IRN SPB01156

    • CF30 Customer (6 Nov 2017 to 17 Jun 2019)
  • Tahleel Khan

    IRN TXK00267

    • [FCA CF] Client dealing (since 23 Jul 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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