This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Shogun Finance Ltd

Watch for changes

FRN: 407155

Watch for changes

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Richard Andrew Jones
IRN RAJ01107
- (14)Employed By (3 Sep 2015 to 17 Mar 2016)
Robert John Lewis
IRN RJL01202
- (12)Employed By (13 Aug 2010 to 31 Jan 2011)
Thomas Mochrie Wylie
IRN TMW01048
- (8)Employed By (14 Jan 2005 to 20 Oct 2009)
William James Hamer
IRN WJH01057
- (10)Employed By (16 Apr 2009 to 31 Oct 2009)
Zenta Ishikawa
IRN ZXI01006
- (13)Employed By (20 Nov 2007 to 30 Sep 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.