Date authorised
1 November 2016
Companies House
06846827
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Calico Business Park, Sandy Way
    Amington
    Tamworth
    Staffordshire
    B77 4BF
    UNITED KINGDOM
    Phone
    +4401827306529
  • Complaints Contact

    1 Calico Business Park, Sandy Way
    Amington
    Tamworth
    Staffordshire
    B77 4BF
    UNITED KINGDOM
    Phone
    +4401827306529

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Worton

    IRN JXW01690

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Keith Frank Dickinson

    IRN KFD00004

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Apr 2018 to 4 Apr 2018)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2016 to 4 Apr 2018)
  • Martin Edward Smith

    IRN MES01063

    • SMF3 Executive Director (9 Dec 2019 to 24 Jun 2025)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.