Date authorised
1 April 2013
Companies House
04695072
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442073784000
  • Complaints Contact

    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442073784000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott Andre Newis

    IRN SXN00140

    • [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
  • Stephen Ernest Hart

    IRN SXH00482

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Timothy John Duggan

    IRN TJD01101

    • CF1 Director (17 Mar 2014 to 20 Jul 2016)
    • CF29 Significant management (24 May 2012 to 17 Mar 2014)
  • William Michael Eck

    IRN WME01009

    • CF2 Non Executive Director (14 Jan 2005 to 30 Mar 2015)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Mar 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.