Date authorised
1 April 2013
Companies House
04695072
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442073784000
  • Complaints Contact

    88 Leadenhall Street
    London
    EC3A 3BP
    UNITED KINGDOM
    Phone
    +442073784000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Holly Tamar Shepherd

    IRN HXS01651

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Jul 2013 to 8 Dec 2019)
    • CF29 Significant management (16 Apr 2013 to 8 Dec 2019)
  • James Charles O'Brien

    IRN JCO01036

    • CF1 Director (18 Mar 2016 to 31 Jul 2017)
  • James Harvey Blair

    IRN JXB03813

    • CF1 Director (AR) (since 8 Aug 2024)
  • Jeffrey William Dolton

    IRN JWD01052

    • CF1 Director (14 Jan 2005 to 5 Apr 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Apr 2012)
  • John Crispin Speers

    IRN JCS01147

    • CF1 Director (20 Jun 2006 to 30 Jun 2009)
  • John Shepherd

    IRN JXS01973

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Keith Leonard Pratt

    IRN KLP01018

    • CF1 Director (AR) (28 Sep 2021 to 31 Jul 2022)
  • Kirstie Thorpe

    IRN KXT00108

    • [FCA CF] Significant management (since 6 Jan 2020)
  • Lea Helen Baverstock

    IRN LHB01011

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Leblé Lydie Patricia Atayi

    IRN LXA00105

    • [FCA CF] Significant management (since 9 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.