Shepherd Compello Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Scott Andre Newis
IRN SXN00140
- [FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
Stephen Ernest Hart
IRN SXH00482
- [FCA CF] Manager of certification employee (since 1 Mar 2023)
- [FCA CF] Significant management (since 9 Dec 2019)
Timothy John Duggan
IRN TJD01101
- CF1 Director (17 Mar 2014 to 20 Jul 2016)
- CF29 Significant management (24 May 2012 to 17 Mar 2014)
William Michael Eck
IRN WME01009
- CF2 Non Executive Director (14 Jan 2005 to 30 Mar 2015)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Mar 2015)

Smaller firms operating under this firm's FCA authorisation.

Keith Pipe (no longer appointed)
FRN 448303 · Appointed 17 Feb 2006 · Until 1 Nov 2009
BBRA (no longer appointed)
FRN 433930 · Appointed 10 Jun 2005 · Until 17 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.