Shepherd Compello Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Holly Tamar Shepherd
IRN HXS01651
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (8 Jul 2013 to 8 Dec 2019)
- CF29 Significant management (16 Apr 2013 to 8 Dec 2019)
James Charles O'Brien
IRN JCO01036
- CF1 Director (18 Mar 2016 to 31 Jul 2017)
James Harvey Blair
IRN JXB03813
- CF1 Director (AR) (since 8 Aug 2024)
Jeffrey William Dolton
IRN JWD01052
- CF1 Director (14 Jan 2005 to 5 Apr 2012)
- Responsible for Insurance Mediation (14 Jan 2005 to 5 Apr 2012)
John Crispin Speers
IRN JCS01147
- CF1 Director (20 Jun 2006 to 30 Jun 2009)
John Shepherd
IRN JXS01973
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Keith Leonard Pratt
IRN KLP01018
- CF1 Director (AR) (28 Sep 2021 to 31 Jul 2022)
Kirstie Thorpe
IRN KXT00108
- [FCA CF] Significant management (since 6 Jan 2020)
Lea Helen Baverstock
IRN LHB01011
- [FCA CF] Significant management (since 9 Dec 2019)
Leblé Lydie Patricia Atayi
IRN LXA00105
- [FCA CF] Significant management (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Keith Pipe (no longer appointed)
FRN 448303 · Appointed 17 Feb 2006 · Until 1 Nov 2009
BBRA (no longer appointed)
FRN 433930 · Appointed 10 Jun 2005 · Until 17 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.