Shepherd Compello Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew George Smith
IRN AGS01087
- CF1 Director (14 Jan 2005 to 5 Jun 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 20 Feb 2006)
Andrew Mark Blowers
IRN MAB01270
- CF2 Non Executive Director (AR) (19 Jan 2023 to 1 Nov 2023)
Andrew McArthur Holman-West
IRN AMH00058
- Responsible for Insurance Mediation (14 Jan 2005 to 5 Jun 2006)
- CF1 Director (14 Jan 2005 to 5 Jun 2006)
Charles Edmond Glass
IRN CEG01043
- Responsible for Insurance Mediation (14 Jan 2005 to 26 Nov 2012)
- CF2 Non Executive Director (14 Jan 2005 to 26 Nov 2012)
Craig Pratt
IRN CXP01491
- CF1 Director (AR) (28 Sep 2021 to 31 Jul 2022)
Dale Brooks Hendrix
IRN DBH01049
- CF2 Non Executive Director (12 Jun 2017 to 6 Dec 2018)
David Alan Shapiro
IRN DXS01672
- SMF3 Executive Director (since 31 May 2022)
Duncan David McClure Fisher
IRN DDM01021
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (20 Nov 2017 to 8 Dec 2019)
- CF1 Director (AR) (3 Dec 2015 to 7 Feb 2017)
Dylan Raoul Stephane John Bourguignon
IRN DRB01159
- CF1 Director (AR) (16 Nov 2019 to 1 Nov 2023)
Edward George Rossdale
IRN EGR00004
- CF1 Director (AR) (since 28 Dec 2023)

Smaller firms operating under this firm's FCA authorisation.

Keith Pipe (no longer appointed)
FRN 448303 · Appointed 17 Feb 2006 · Until 1 Nov 2009
BBRA (no longer appointed)
FRN 433930 · Appointed 10 Jun 2005 · Until 17 Aug 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.