Shepherd Compello B.V. (UK Branch)

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gerben Lucien Friso Van Dam
IRN GXV00090
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2024)
Holly Tamar Shepherd
IRN HXS01651
- SMF3 Executive Director (since 20 Mar 2023)
John Shepherd
IRN JXS01973
- Responsible for Insurance Distribution (since 20 Mar 2023)
- SMF19 Head of Overseas Branch/Head of Overseas (since 20 Mar 2023)
- SMF3 Executive Director (since 20 Mar 2023)
Kirstie Thorpe
IRN KXT00108
- [FCA CF] Significant management (since 21 Mar 2023)
Lea Helen Baverstock
IRN LHB01011
- [FCA CF] Significant management (since 21 Mar 2023)
Leblé Lydie Patricia Atayi
IRN LXA00105
- [FCA CF] Significant management (since 21 Mar 2023)
Stephen Ernest Hart
IRN SXH00482
- [FCA CF] Significant management (since 21 Mar 2023)
- [FCA CF] Manager of certification employee (since 21 Mar 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.