Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ranjit Prasad

  IRN RKP01030

  • CF29 Significant management (13 Jul 2009 to 8 Apr 2013)
  • CF30 Customer (15 Jul 2008 to 29 Oct 2012)
• Ravi Parimi

  IRN RXP00604

  • [FCA CF] Client dealing (since 17 Jun 2024)
• Reinier Witteveen

  IRN RXW00320

  • [FCA CF] Client dealing (29 Oct 2021 to 12 Jan 2023)
• Richard Adam Wise

  IRN RAW01197

  • [FCA CF] Client dealing (since 17 Aug 2021)
  • CF30 Customer (29 Sep 2009 to 13 Dec 2011)
• Richard Arthur Bradbeer

  IRN RAB01216

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Richard Carey

  IRN RXC00374

  • [FCA CF] Manager of certification employee (28 Feb 2023 to 9 Apr 2026)
  • [FCA CF] Client dealing (31 May 2021 to 9 Apr 2026)
  • [FCA CF] Algorithmic trading (31 May 2021 to 9 Apr 2026)
• Richard David Arnold III

  IRN RDA01061

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jul 2020)
  • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
• Richard Edward Leslie ONeill

  IRN RXO00016

  • [FCA CF] Client dealing (18 Sep 2020 to 31 Mar 2021)
• Richard John Fullarton

  IRN RJF01068

  • CF30 Customer (1 Nov 2007 to 11 Apr 2014)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Richard John Gaughan

  IRN RJG01154

  • CF26 Customer Trading (7 Mar 2002 to 22 Oct 2002)

No changes recorded yet.