Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nicholas Andrew Bunn

  IRN NAB01102

  • CF30 Customer (1 Nov 2007 to 28 Aug 2008)
  • CF26 Customer Trading (1 Apr 2005 to 31 Oct 2007)
• Nicholas Faulkner

  IRN NXF00175

  • [FCA CF] Client dealing (22 Feb 2024 to 28 Feb 2025)
• Nicholas James Robertson

  IRN NXR79903

  • [FCA CF] Algorithmic trading (since 15 Aug 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nicholas Leslie Leacroft Rowan

  IRN NLR01012

  • CF30 Customer (10 Aug 2010 to 13 Dec 2011)
• Nicholas Osborne

  IRN NXO00046

  • [FCA CF] Manager of certification employee (since 1 Aug 2021)
  • [FCA CF] Significant management (since 1 Aug 2021)
• Nick Alan Bednorz

  IRN NAB01066

  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)
  • CF15 Internal Audit (1 Dec 2001 to 7 Jun 2002)
  • CF14 Risk Assessment (1 Dec 2001 to 7 Jun 2002)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Jun 2002)
• Nicolaj Uwe Janss Lafond

  IRN JLN01018

  • [FCA CF] Manager of certification employee (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 11 Feb 2020)
• Nicolas Marie Vital Bethenod

  IRN NXB01334

  • CF30 Customer (1 Nov 2007 to 18 Feb 2010)
  • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
• Niels Jense

  IRN NXJ01061

  • CF30 Customer (3 Apr 2013 to 7 Mar 2016)
• Nigel Grant Catterall

  IRN NGC01018

  • CF30 Customer (1 Nov 2007 to 25 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.