Shell International Trading and Shipping Company Limited

• Principal Place of Business

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +4402075465000

• Complaints Contact

  Shell International Trading and Shipping Company Ltd

  Shell Centre

  London

  SE1 7NA

  UNITED KINGDOM

  Phone

  +442075465000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Limited to providing portfolio management services to group companies.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Francis Gethyn Twigg

  IRN FGT01009

  • CF30 Customer (28 Mar 2008 to 21 Dec 2011)
• Francisco Cubria

  IRN FXC01202

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (24 Jan 2011 to 8 Dec 2019)
• Franck Pradier

  IRN FXP01078

  • CF21 Investment Adviser (26 Aug 2005 to 5 May 2006)
• Frank, Francisco Orozco

  IRN FFO01000

  • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
  • CF26 Customer Trading (14 Sep 2007 to 31 Oct 2007)
• Franklin Charles Parkin

  IRN FXP00011

  • [FCA CF] Manager of certification employee (since 1 Jun 2024)
  • [FCA CF] Client dealing (since 5 Oct 2020)
• Frederic Seguy

  IRN FXS01180

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Aug 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2020)
  • CF30 Customer (9 May 2019 to 8 Dec 2019)
• Freya Hone

  IRN FXH01373

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Sep 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Sep 2018 to 8 Dec 2019)
• Frédéric Christophe Zilliox

  IRN FCZ01000

  • [FCA CF] Manager of certification employee (since 21 Sep 2020)
  • [FCA CF] Client dealing (21 Sep 2020 to 5 Jan 2023)
  • CF30 Customer (21 Oct 2010 to 13 Dec 2011)
• Garth Charles Edward

  IRN GXE01064

  • CF30 Customer (1 Nov 2007 to 4 Dec 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Geoffrey Heimoana Legrand

  IRN GHL01031

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.