Sheffield Mutual Friendly Society Limited

• Principal Place of Business

  3 Maple Park

  Maple Court

  Wentworth Business Park

  Tankersley

  Barnsley

  South Yorkshire

  S75 3DP

  UNITED KINGDOM

  Phone

  +441226741000

  Web

  https://www.sheffieldmutual.com

• Complaints Contact

  3 Maple Park

  Maple Court

  Wentworth Business Park

  Tankersley

  Barnsley

  South Yorkshire

  S75 3DP

  UNITED KINGDOM

  Phone

  +441226741000

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Judith Helen Brisco

  IRN JHB01098

  • CF6 Small Friendly Society (24 Jul 2004 to 4 Jan 2008)
• K R Hartley

  IRN KRH01038

  • CF5 Director of Unincorporated Association (6 Jan 2012 to 8 Jun 2013)
  • CF28 Systems and controls (1 Nov 2007 to 8 Jun 2013)
  • CF6 Small Friendly Society (1 Dec 2001 to 1 Jan 2012)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
• Marian Burton

  IRN MXB01574

  • CF6 Small Friendly Society (1 Dec 2001 to 24 Sep 2011)
• Melvyn Lunn

  IRN MXL01864

  • SMF15 Chair of With Profits Committee (27 Feb 2019 to 8 Jun 2019)
  • SMF11 Chair of the Audit Committee (27 Feb 2019 to 8 Jun 2019)
  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 8 Jun 2019)
  • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 9 Dec 2018)
  • CF28 Systems and controls (18 Sep 2013 to 6 Mar 2016)
  • CF5 Director of Unincorporated Association (1 Jan 2012 to 6 Mar 2016)
  • CF6 Small Friendly Society (30 Jul 2011 to 1 Jan 2012)
• Natalie Atkin Barnes

  IRN NXA00435

  • [FCA CF] Significant management (since 2 Jan 2026)
• Neil Spawforth

  IRN NXS01590

  • SMF15 Chair of With Profits Committee (since 12 Feb 2019)
  • SMF10 Chair of the Risk Committee (10 Dec 2018 to 9 Jan 2019)
  • SIMF10 Chair of the Risk Committee (23 Aug 2017 to 9 Dec 2018)
  • CF5 Director of Unincorporated Association (9 Jan 2012 to 7 Mar 2016)
  • CF6 Small Friendly Society (12 Aug 2009 to 1 Jan 2012)
• Paul Galloway

  IRN PXG06268

  • SMF24 Chief Operations (since 2 Apr 2019)
  • SMF16 Compliance Oversight (since 10 Dec 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
  • CF10 Compliance Oversight (1 Oct 2018 to 9 Dec 2018)
  • CF11 Money Laundering Reporting (1 Oct 2018 to 9 Dec 2018)
• Peter Rimmington

  IRN PXR01398

  • CF21 Investment Adviser (4 Aug 2005 to 13 Jul 2007)
  • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Aug 2005)
• Richard Andrew John Townsley

  IRN RAT01020

  • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
  • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
  • CF6 Small Friendly Society (1 Dec 2001 to 6 Mar 2009)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 6 Mar 2009)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Mar 2009)
  • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2009)
• Robert William Johnson

  IRN RWJ00012

  • CF30 Customer (1 Nov 2007 to 11 Sep 2010)
  • CF22 Investment Adviser (Trainee) (24 Sep 2007 to 31 Oct 2007)

No changes recorded yet.