SHARPLEY AND REGENT INSURANCE SERVICES LIMITED

Date authorised
1 April 2013
Companies House
00810630
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    38 Alexandra Road
    Lowestoft
    Suffolk
    NR32 1PW
    UNITED KINGDOM
    Phone
    +4401502532600
    Web
    http://www.srins.co.uk

  • Complaints Contact

    38 Alexandra Road
    Lowestoft
    Suffolk
    NR32 1PW
    UNITED KINGDOM
    Phone
    +4401502532600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerald Patrick Wilson

    IRN GPW01042

    • [FCA CF] Benchmark submission and administration (since 1 Mar 2021)
    • [FCA CF] CASS oversight function (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Significant management (since 1 Mar 2021)
    • [PRA CF] Key function holder (since 1 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Jason Day

    IRN JXD00350

    • Responsible for Insurance Distribution (since 18 Dec 2023)
    • SMF3 Executive Director (since 18 Dec 2023)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Significant management (since 1 Mar 2021)
    • [FCA CF] Proprietary trader (since 1 Mar 2021)
  • Michael John Hamilton Day

    IRN MJD01286

    • [FCA CF] Significant management (1 Mar 2021 to 1 Apr 2022)
    • [FCA CF] CASS oversight function (1 Mar 2021 to 1 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 5 Oct 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.