Shah Dodhia & Co

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    173 Cleveland Street
    London
    W1T 6QR
    UNITED KINGDOM
    Phone
    +4402073800222
    Web
    https://sdcuk.net

  • Complaints Contact

    173 Cleveland Street
    London
    W1T 6QR
    UNITED KINGDOM
    Phone
    +4402073800222

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Investment Setup

    For Retail (Non-Investment Insurance), Life Policy

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jagdish Shah

    IRN JXS01717

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Satish Shah

    IRN SXS01655

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.