Date authorised
22 April 2015
Companies House
06143809
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Hampton
    Old Station Road
    Hampton-In-Arden
    Solihull
    B92 0HA
    UNITED KINGDOM
    Phone
    +4408448545100
  • Complaints Contact

    The Hampton
    Old Station Road
    Hampton-In-Arden
    Solihull
    B92 0HA
    UNITED KINGDOM
    Phone
    +4408448545100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
  • Consumer Hire

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Peter Webb

    IRN AXW00318

    • [FCA CF] Significant management (since 9 Dec 2019)
  • David John Fernandes

    IRN DJF01204

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Dec 2018 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Sep 2020)
    • Responsible for Insurance Mediation (22 Apr 2015 to 30 Sep 2018)
    • CF3 Chief Executive (22 Apr 2015 to 11 Dec 2018)
  • Graham Kevin Hale

    IRN GKH01027

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Jan 2019)
    • CF3 Chief Executive (9 Nov 2017 to 31 Jan 2019)
    • Responsible for Insurance Mediation (9 Nov 2017 to 30 Sep 2018)
  • Kevin Victor Wundram

    IRN KVW01005

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Apr 2015 to 8 Dec 2019)
  • Peter Davenport

    IRN PXD01809

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 24 May 2019)
    • Responsible for Insurance Distribution (since 5 Mar 2019)
    • CF3 Chief Executive (5 Mar 2019 to 8 Dec 2019)
  • Robert Pinkas Blau

    IRN RPB01149

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (22 Apr 2015 to 8 Dec 2019)
  • Ronald Herbert Polkinghorne

    IRN RHP01066

    • CF1 Director (22 Apr 2015 to 29 Feb 2016)
  • Trevor Edwin Chinn

    IRN TXC01242

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 23 Jun 2023)
    • CF2 Non Executive Director (18 Oct 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.