S.G. BUSBY LIMITED

Date authorised
1 April 2013
Companies House
01173858
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Picton House
    106-108 Desborough Road
    High Wycombe
    Buckinghamshire
    HP11 2PU
    UNITED KINGDOM
    Phone
    +4401494441441
    Web
    https://www.sgbusby.co.uk

  • Complaints Contact

    Picton House
    106-108 Desborough Road
    High Wycombe
    Buckinghamshire
    HP11 2PU
    UNITED KINGDOM
    Phone
    +4401494441441

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sidney George Busby

    IRN SGB01082

    • Responsible for Insurance Mediation (14 Jan 2005 to 9 May 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 9 May 2017)
  • Simon Frank Dormer

    IRN SXD00417

    • [FCA CF] Client dealing (2 Aug 2021 to 31 Dec 2025)
  • Stephen Paul Watmore

    IRN SPW01110

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Aug 2017 to 30 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Tracey Watmore

    IRN TXW00069

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Valerie Lawrence

    IRN VXL01179

    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (18 May 2018 to 8 Dec 2019)
    • CF28 Systems and controls (9 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.