SFS Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Jeffery Charles Brinley
IRN JCB01217
- SMF1 Chief Executive (13 Jul 2020 to 17 Jul 2020)
- SMF3 Executive Director (13 Jul 2020 to 17 Jul 2020)
Jonathan Paul Cumpstey
IRN JPC01188
- SMF3 Executive Director (since 6 Jun 2024)
Julie-Ann Robertson
IRN JXR00125
- SMF3 Executive Director (21 Apr 2023 to 17 Jul 2024)
Keith Joseph Gordon Wood
IRN KXW20243
- CF1 Director (28 Oct 2019 to 25 Nov 2019)
Matthew Ray Neave
IRN MRN01051
- SMF3 Executive Director (24 Jul 2020 to 26 Apr 2023)
Michael Millar
IRN MXM00877
- Responsible for Insurance Distribution (since 11 Dec 2024)
- SMF3 Executive Director (since 2 Aug 2024)
Ronald Gordon Lagden
IRN RGL01042
- CF2 Non Executive Director (14 Jan 2005 to 13 Jan 2015)
Stuart Paul Rootham
IRN SPR01062
- SMF3 Executive Director (21 Mar 2024 to 31 Dec 2024)
Warren Paul Dickson
IRN WPD01010
- Director of firm who is not a certification employee or a SMF manager (since 27 Mar 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.