Date authorised
19 December 2016
Companies House
09226119
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Maple Court
    Davenport Street
    Macclesfield
    Cheshire
    SK10 1JE
    UNITED KINGDOM
    Phone
    +447812985121
  • Complaints Contact

    2 Maple Court
    Davenport Street
    Macclesfield
    Cheshire
    SK10 1JE
    UNITED KINGDOM
    Phone
    +447812985121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Share

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Lucas Zipfel

    IRN JXZ01117

    • CF30 Customer (since 19 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Dec 2016 to 8 Dec 2019)
  • Katie Emma Lockwood

    IRN KXL00285

    • CF30 Customer (13 Nov 2023 to 7 Oct 2024)
  • Lakshmi Narasimha Rao Parmi

    IRN LNP00009

    • CF30 Customer (14 Oct 2017 to 10 Jun 2019)
  • Laura Rose Hood

    IRN LXH00517

    • CF30 Customer (since 25 Feb 2024)
  • Lotus Qi

    IRN LXQ00008

    • CF30 Customer (24 Dec 2021 to 18 Jul 2023)
  • Marguerite Clare Crossfield

    IRN MCC01179

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Dec 2016 to 8 Dec 2019)
  • Mark Somers Hosking Tayler

    IRN MST01087

    • SMF3 Executive Director (since 17 Apr 2025)
    • CF1 Director (AR) (since 30 Dec 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (19 Dec 2016 to 8 Dec 2019)
  • Michael Juel Axelgaard

    IRN MJA01170

    • CF30 Customer (3 Oct 2017 to 27 Sep 2021)
    • CF1 Director (AR) (3 Oct 2017 to 27 Sep 2021)
  • Nicholas Slater

    IRN NXS02374

    • CF30 Customer (26 Mar 2018 to 7 Oct 2024)
  • Ozan Redjep

    IRN OXR01031

    • CF30 Customer (3 Sep 2019 to 23 Feb 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.