Seven Street Wealth Ltd

• Principal Place of Business

  16 Alva Street

  -

  Edinburgh

  Edinburgh, City Of

  EH2 4QG

  UNITED KINGDOM

  Phone

  +441313708000

  Web

  https://www.7sw.co.uk

• Complaints Contact

  16 Alva Street

  -

  Edinburgh

  Edinburgh, City Of

  EH2 4QG

  UNITED KINGDOM

  Phone

  +441313708000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Marwick Leslie

  IRN RML00027

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Nov 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
• Ryan Forrest

  IRN RXF00289

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
• Sara-Jane Mackay

  IRN SXM02152

  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Dec 2024)
  • CF10 Compliance Oversight (24 Feb 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (24 Feb 2017 to 8 Dec 2019)
  • CF30 Customer (14 Mar 2008 to 12 Apr 2018)
• Sarah Lynn Wilson

  IRN SLW01089

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 31 Oct 2007)
• Sharon Lisa Gilmour

  IRN SLG01046

  • CF21 Investment Adviser (24 Feb 2005 to 12 Oct 2006)
  • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 24 Feb 2005)
• Susan Elizabeth Hussin

  IRN SEH01073

  • CF24 Pension Transfer Specialist (4 Jul 2005 to 9 Nov 2005)
  • CF21 Investment Adviser (4 Jul 2005 to 9 Nov 2005)
• Victoria Jane Mann

  IRN VJM01027

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF22 Investment Adviser (Trainee) (18 May 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (15 Feb 2006 to 18 May 2006)
• William George Ritchie Thomson

  IRN WGT00005

  • CF1 Director (1 Dec 2001 to 1 Oct 2002)

• Hamilton Financial (Scotland) Limited (no longer appointed)

  FRN 446489 · Appointed 30 Dec 2005 · Until 1 Aug 2008

• Finlayson Stuart (no longer appointed)

  FRN 441342 · Appointed 1 Nov 2005 · Until 5 Oct 2016

No changes recorded yet.