Date authorised
19 August 2013
Companies House
07727494
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dukes House
    32-38 Dukes Place
    5th Floor
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4402072250000
  • Complaints Contact

    Dukes House
    32-38 Dukes Place
    5th Floor
    London
    EC3A 7LP
    UNITED KINGDOM
    Phone
    +4402072250000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Mark Tue

    IRN CMT01105

    • SMF3 Executive Director (since 1 Apr 2025)
  • Daisy Wilson

    IRN DXW02123

    • CF30 Customer (7 Sep 2017 to 1 Jan 2019)
    • CF10 Compliance Oversight (7 Sep 2017 to 1 Jan 2019)
  • Edwin Rajadurai

    IRN EXR01391

    • SMF16 Compliance Oversight (since 28 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Feb 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Aug 2017 to 30 Sep 2018)
  • Felix John Guy Hardinge

    IRN FXH00186

    • SMF3 Executive Director (1 Apr 2025 to 15 Apr 2025)
  • GD Management UK Ltd

    IRN GXL00370

    • CF4 Partner (AR) (since 23 Jan 2026)
  • GD Management UK Ltd

    IRN GXU00017

    • CF4 Partner (AR) (since 22 Jan 2026)
  • Haroon Akram

    IRN HXA01622

    • CF1 Director (AR) (4 Aug 2016 to 11 Apr 2017)
  • James Topping

    IRN JXT00838

    • CF1 Director (AR) (28 Nov 2025 to 16 Mar 2026)
  • Jean-Claude Lam Hung

    IRN JXL00996

    • CF1 Director (AR) (since 10 Dec 2025)
  • John Edmund Coughlan Dilger

    IRN JED01071

    • CF1 Director (AR) (2 Aug 2016 to 28 Oct 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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