Date authorised
15 May 2015
Companies House
09256977
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kingsgate
    1 Tower Wharf
    Birkenhead
    Wirral
    CH41 1LH
    UNITED KINGDOM
    Phone
    +4401513635000
  • Complaints Contact

    Kingsgate
    1 Tower Wharf
    Birkenhead
    Wirral
    CH41 1LH
    UNITED KINGDOM
    Phone
    +4401513635000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Authorised to Operate

    For Commercial, Retail (Non-Investment Insurance)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brigitte Claire Nelly Gratton

    IRN BCG01037

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 May 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (2 Nov 2016 to 30 Sep 2018)
    • CF1 Director (15 May 2015 to 8 Dec 2019)
  • Mark Lewis Pendlebury

    IRN MLP01079

    • CF1 Director (15 May 2015 to 29 Feb 2016)
    • Responsible for Insurance Mediation (15 May 2015 to 2 Nov 2016)
  • Mark Walton

    IRN MXW00353

    • SMF29 Limited scope function (limited scope SMCR firms only) (23 Jun 2021 to 23 Jun 2022)
  • Paul John Whymark

    IRN PJW01323

    • SMF29 Limited scope function (limited scope SMCR firms only) (16 Jun 2021 to 27 Jun 2025)
  • Steven Michael Mosser

    IRN SMM01181

    • [FCA CF] Significant management (since 21 Jul 2025)
    • SMF29 Limited scope function (limited scope SMCR firms only) (25 Aug 2022 to 21 Jul 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 25 Mar 2021)
    • CF3 Chief Executive (15 May 2015 to 8 Dec 2019)
    • CF1 Director (15 May 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.