Date authorised
1 April 2013
Companies House
06089982
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840
  • Complaints Contact

    Adviser Services Holdings Ltd
    Brookdale Centre
    Manchester Road
    Knutsford
    Cheshire East
    WA16 0SR
    UNITED KINGDOM
    Phone
    +4401565658840

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · The permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

    Show 1 limitation
    • · Not permitted to carry out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Hilton

    IRN JXH01540

    • CF30 Customer (22 Apr 2008 to 28 Mar 2013)
  • John Hockney

    IRN JXH02852

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jun 2021)
    • CF1 Director (AR) (8 Jan 2016 to 8 Jun 2021)
    • CF30 Customer (8 Jan 2016 to 8 Jun 2021)
  • John Howard Caulfield

    IRN JHC00021

    • CF30 Customer (19 Mar 2008 to 12 Dec 2011)
  • John Joseph Eardley

    IRN JJE00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2026)
    • CF30 Customer (19 Jun 2012 to 19 Feb 2026)
  • John Kevin Tierney

    IRN JKT00004

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • CF1 Director (AR) (since 11 Nov 2020)
    • CF30 Customer (since 11 Nov 2020)
  • John King

    IRN JXK01458

    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 4 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2022)
    • CF30 Customer (8 Feb 2017 to 19 Apr 2022)
  • John Linton Harris

    IRN JKH01054

    • CF1 Director (AR) (19 Apr 2019 to 6 Apr 2024)
  • John MacDonald Ross

    IRN JMR00034

    • CF30 Customer (4 Mar 2013 to 11 Aug 2014)
    • CF21 Investment Adviser (27 Sep 2007 to 31 Oct 2007)
  • John Patrick O'Keefe

    IRN JPO01050

    • CF30 Customer (4 Apr 2011 to 31 May 2011)
  • John Paul Vailes

    IRN JXV01224

    • CF30 Customer (12 Sep 2013 to 25 Jul 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.