SELF ASSURED LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Ian Woods
IRN DIW01036
- SMF1 Chief Executive (since 8 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (29 Oct 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Oct 2012 to 8 Dec 2019)
- CF1 Director (29 Oct 2012 to 8 Dec 2019)
Kevin John Tugwell
IRN KJT01057
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (27 Jun 2005 to 8 Dec 2019)
Peter Bushell
IRN PXB01709
- SMF9 Chair of the Governing Body (6 May 2020 to 20 Jan 2022)
- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2022)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF3 Chief Executive (14 Jan 2005 to 12 Nov 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.