Date authorised
1 April 2013
Companies House
06317314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000
  • Complaints Contact

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Archibald Wood

    IRN SAW01134

    • CF2 Non Executive Director (1 Apr 2008 to 5 Jun 2013)
  • Susan Jane Middleton

    IRN SJM01536

    • Responsible for Insurance Distribution (since 28 Apr 2022)
    • SMF1 Chief Executive (since 12 Sep 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2021)
    • CF1 Director (21 Sep 2011 to 8 Dec 2019)
  • Tina Sales

    IRN TXS01993

    • CF1 Director (AR) (1 Oct 2015 to 8 Apr 2022)
  • William Millar

    IRN WXM01433

    • CF1 Director (AR) (28 Apr 2016 to 11 May 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.