Date authorised
1 April 2013
Companies House
06317314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000
  • Complaints Contact

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Chapman

    IRN CJC01198

    • [FCA CF] Significant management (4 Mar 2021 to 8 May 2023)
  • Colin Baker

    IRN CXB01600

    • CF1 Director (AR) (16 Feb 2009 to 28 Feb 2014)
  • Colin Leahey

    IRN CXL00488

    • [FCA CF] Significant management (since 16 May 2024)
  • Darren Neil Bee

    IRN DXB00443

    • [FCA CF] Significant management (since 4 Mar 2021)
  • David Robert Moore

    IRN DRM01205

    • SMF3 Executive Director (19 May 2023 to 4 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 22 May 2023)
    • CF2 Non Executive Director (15 Oct 2018 to 8 Dec 2019)
  • Duncan Snook

    IRN DXS16844

    • CF1 Director (AR) (3 Jul 2019 to 24 Feb 2025)
  • Elaine Theresa Walder

    IRN EXW00206

    • CF3 Chief Executive (AR) (4 Oct 2022 to 17 Nov 2023)
  • Gerald Thomas Blewett

    IRN GTB01026

    • CF2 Non Executive Director (AR) (1 Dec 2009 to 1 Jun 2013)
  • Graham Michael Cory

    IRN GMC01139

    • CF1 Director (AR) (13 Jun 2008 to 1 Nov 2012)
  • Gungor Baykan

    IRN GXB00567

    • [FCA CF] Significant management (since 16 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.