Date authorised
1 April 2013
Companies House
06317314
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000
  • Complaints Contact

    South Essex House
    North Road
    South Ockendon
    Essex
    RM15 5BE
    UNITED KINGDOM
    Phone
    +441708850000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Brian Slater

    IRN ABS01068

    • CF5 Director of Unincorporated Association (AR) (24 Jun 2008 to 30 Sep 2015)
  • Alan Goddard

    IRN AXG01602

    • CF1 Director (AR) (1 Dec 2009 to 31 May 2018)
  • Alastair Evan Graham

    IRN AEG01055

    • CF1 Director (AR) (29 Apr 2009 to 14 Aug 2012)
  • Alexis Catherine Mackay Edward

    IRN AXE00289

    • CF1 Director (AR) (19 Feb 2025 to 1 Jan 2026)
  • Alison Crake

    IRN AXC03147

    • CF1 Director (AR) (7 Feb 2018 to 11 May 2020)
  • Andrew Colin Davies

    IRN AXD00373

    • [FCA CF] Significant management (since 4 Mar 2021)
  • Andrew William Judd

    IRN AXJ00458

    • CF3 Chief Executive (AR) (since 12 Nov 2023)
  • Barry Fehler

    IRN BXF01102

    • Director of firm who is not a certification employee or a SMF manager (1 May 2022 to 31 May 2023)
    • SMF3 Executive Director (1 Jul 2021 to 1 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Apr 2022)
    • Responsible for Insurance Mediation (15 Dec 2016 to 30 Sep 2018)
    • CF3 Chief Executive (15 Dec 2016 to 8 Dec 2019)
    • CF1 Director (1 Apr 2008 to 15 Dec 2016)
  • Benjamin Dudley John Tuff

    IRN BXT00444

    • CF1 Director (AR) (since 14 May 2024)
  • Bipin Thaker

    IRN BXT01137

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
    • CF1 Director (30 Sep 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.