Date authorised
6 November 2019
Companies House
12000810
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 115 Oxford Point
    19 Oxford Road
    Bournemouth
    Dorset
    BH8 8GS
    UNITED KINGDOM
    Phone
    +441202646535
  • Complaints Contact

    Office 115 Oxford Point
    19 Oxford Road
    Bournemouth
    Dorset
    BH8 8GS
    UNITED KINGDOM
    Phone
    +441202646535

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Ross Ward

    IRN GRW01107

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 6 Nov 2019)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • Haydn George Randall

    IRN HXR86493

    • CF1 Director (AR) (26 Jun 2020 to 7 Feb 2022)
    • Director of firm who is not a certification employee or a SMF manager (20 May 2020 to 7 Feb 2022)
  • Lee Sotheran

    IRN LXS86287

    • Director of firm who is not a certification employee or a SMF manager (17 Aug 2020 to 1 Nov 2021)
    • CF1 Director (AR) (25 Jun 2020 to 20 Oct 2021)
  • Martine Kunzi

    IRN MXK00166

    • Director of firm who is not a certification employee or a SMF manager (since 1 Feb 2021)
    • CF1 Director (AR) (since 1 Feb 2021)
  • Syed Miah

    IRN SXM00421

    • CF1 Director (AR) (5 Mar 2021 to 31 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2021 to 20 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.