Sculptor Capital Management Europe Limited

• Principal Place of Business

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402077584400

  Web

  https://www.sculptor.com

• Complaints Contact

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402077584400

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Charles Hyde-Andrews-Bird

  IRN CXH01801

  • CF30 Customer (26 Mar 2013 to 19 Dec 2014)
• Colleen Kilfoyle

  IRN CXK00292

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Nov 2024 to 11 Mar 2025)
  • SMF16 Compliance Oversight (29 Nov 2024 to 11 Mar 2025)
• Dan Manor

  IRN DXM01415

  • CF30 Customer (1 Nov 2007 to 27 May 2009)
  • CF27 Investment Management (19 Mar 2003 to 31 Oct 2007)
• Daniel Saul Och

  IRN DSO01010

  • CF1 Director (10 Feb 2010 to 29 May 2019)
  • CF27 Investment Management (1 Dec 2001 to 21 Feb 2007)
  • CF3 Chief Executive (1 Dec 2001 to 1 Oct 2008)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 21 Feb 2007)
• David Law

  IRN DXL00134

  • [FCA CF] Client dealing (5 Oct 2020 to 1 Jul 2022)
• David Nahum James Gillerman

  IRN DNG01018

  • CF30 Customer (5 Mar 2013 to 1 Jul 2014)
• David Windreich

  IRN DXW01256

  • CF2 Non Executive Director (1 Dec 2001 to 4 Feb 2008)
• Dean Daniel Samuels

  IRN DDS01017

  • CF30 Customer (1 Nov 2007 to 20 May 2013)
  • CF27 Investment Management (4 Aug 2003 to 31 Oct 2007)
• Dominik Dolenec

  IRN DXD01319

  • CF27 Investment Management (8 Dec 2005 to 3 Aug 2006)
• Donald Stanton La Vigne

  IRN DSL01017

  • CF30 Customer (16 Mar 2009 to 4 Jul 2016)

• Sculptor Capital LP, London Branch

  FRN 980289 · Appointed 3 Aug 2022

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