Scotzone Insurance Consultants Limited

Date authorised
1 April 2013
Companies House
SC056853
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 High Street
    Lanark
    Lanarkshire
    ML11 7LN
    UNITED KINGDOM
    Phone
    +441555664314

  • Complaints Contact

    123 High Street
    Lanark
    Lanarkshire
    ML11 7LN
    UNITED KINGDOM
    Phone
    +441555664314

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Lang

    IRN BWL00003

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 26 Sep 2016)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Sep 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Sep 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 26 Sep 2016)
  • Eric McCutcheon

    IRN EXM01480

    • CF30 Customer (13 Apr 2010 to 1 Jan 2013)
  • George Orr Thomson

    IRN GOT00003

    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • CF1 Director (1 Dec 2001 to 26 Sep 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Janet Napier MacDonald

    IRN JNM01085

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 Oct 2015 to 8 Dec 2019)
  • Jean Ritchie Battison

    IRN JRB00047

    • CF1 Director (1 Dec 2001 to 30 Sep 2006)
  • John Battison

    IRN JXB00158

    • CF1 Director (1 Dec 2001 to 30 Sep 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2006)
  • June Christina Barrie Lang

    IRN JCL00014

    • CF1 Director (1 Dec 2001 to 1 Apr 2010)
  • Susan Lyle Thomson

    IRN SLT01025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (9 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Oct 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (9 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
  • Violet Brooks Thomson

    IRN VBT00001

    • CF1 Director (1 Dec 2001 to 1 Apr 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Eric McCutcheon (no longer appointed)

    FRN 475076 · Appointed 12 Nov 2007 · Until 13 Apr 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.