Date authorised
1 April 2013
Companies House
SC101787
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Research Park
    Riccarton
    Edinburgh
    EH14 4AP
    UNITED KINGDOM
    Phone
    +441314515154
  • Complaints Contact

    Research Park
    Riccarton
    Edinburgh
    EH14 4AP
    UNITED KINGDOM
    Phone
    +441314515154

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Hall

    IRN MXH01005

    • Director of firm who is not a certification employee or a SMF manager (since 4 Apr 2023)
  • Neil Crookston

    IRN NXC00341

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 31 Mar 2025)
  • Neil Waugh Somervell Campbell

    IRN NWC01017

    • CF8 Apportionment and Oversight (14 Jan 2005 to 11 Mar 2005)
    • CF3 Chief Executive (14 Jan 2005 to 11 Mar 2005)
  • Richard Walker

    IRN RXW08049

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2023)
    • CF1 Director (20 Nov 2018 to 8 Dec 2019)
  • Stephen Stanley

    IRN SXS00536

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 1 Oct 2022)
  • Stuart Johnston

    IRN SXJ00183

    • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 30 Jun 2021)
  • simon oldham

    IRN SXO01468

    • Responsible for Insurance Distribution (since 14 Jun 2023)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 8 Nov 2022)
    • SMF3 Executive Director (9 Dec 2019 to 9 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Feb 2023)
    • Responsible for Insurance Mediation (28 Nov 2016 to 30 Sep 2018)
    • CF1 Director (28 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.