Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Arun Kumar Sarwal
IRN AKS01063
- CF29 Significant management (1 Nov 2007 to 30 May 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 31 Oct 2007)
Ashley Anne Durie
IRN AAD01023
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Asif Mahmood Butt
IRN AMB00053
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Audrey Diane Galloway
IRN ADG00018
- CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2007)
Austin Anthony Barrett
IRN AAB00014
- CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2002)
Avetinder Dulay
IRN AXD00168
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Azim Isa
IRN AXI00009
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Barbara Jane McQueen
IRN BJM00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
Barinder Singh Thiara
IRN BST00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
Barrie Cusens
IRN BXC00035
- CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.