Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Wyn Llewellyn Hinds
IRN WLH00006
- (945)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Yvonne Vivienne Cook
IRN YVC00001
- (1254)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

8 hours ago
trading name added: TSB Unit Trusts Limited
8 hours ago
trading name added: Lloyds TSB Unit Trust Managers Limited
8 hours ago
controlled function added: (19)SMF17 Money Laundering Reporting Officer (MLRO)
8 hours ago
controlled function added: (18)SMF3 Executive Director
8 hours ago
controlled function added: (17)SMF9 Chair of the Governing Body
8 hours ago
controlled function added: (16)SMF3 Executive Director
8 hours ago
controlled function added: (15)[FCA CF] Manager of certification employee
8 hours ago
controlled function added: (14)[PRA CF] Managing a material risk taker
8 hours ago
controlled function added: (13)Director of firm who is not a certification employee or a SMF manager
8 hours ago
controlled function added: (12)SMF1 Chief Executive

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.